Tuesday, 3 May 2022

Basic Principles of Interpretation of Statute

Vande Matram! Interpretation of Statute is very important skill which every law professional must possess. Hence it is incorporated in the degree course of law. Let’s understand the basic principles or rules of interpretation of Statute.

Basic Principles of Interpretation of Statute:

Intention of the legislature:

We have discussed the Intention of the legislature in previous blog. The intention of legislature or Legislative intent assimilates two aspects, firstly, the concept of ‘meaning’, i.e., what the word means; and secondly, the concept of ‘purpose’ and ‘object’ or the ‘reason’ or ‘spirit’ pervading through the statute. The expression ‘intention of the legislature’ is the shorthand reference to the meaning of words used by the legislature objectively determined with the guidance furnished by the accepted principles of interpretation. To understand the intention of the legislature or the Legislative intent there are certain rules or principles to be followed.

Some Important points to be taken care of in the context of interpreting Statutes:

Statute must be read as a whole in its Context:

The fundamental principle of statutory interpretation is that the words of a statute be read in their entire context and in their grammatical and ordinary sense harmoniously with the scheme of the Act, the object of the Act, and the intention of the legislature. The most important step throughout interpretation is to analyze the language and the exacting significance of the resolution. 

As per Lord Brougham, it is necessary to take the exact meaning of the words which the legislature have given them, and to take the meaning which the words given naturally imply, unless where the construction of those words is either by the preamble or by the context of the words in question, controlled or altered.

Heydon’s Rule:

The Heydon’s Rule was given by Lord Poke in Heydon’s case in 1584. It is also called as rule of purposive construction as purpose of statute is very important is to be considered while applying this rule. It is called as mischief rule because the main target is on curing the mischief and advance the remedy. As per this rule four things have to be followed for true and sure interpretation of all the statutes in general, which are as follows-

a) the common law before the making of an Act

b) the mischief for which the present statute was enacted

c) the remedy sought or resolved and appointed by the Parliament to cure the mischief of the commonwealth

d) the true reason for the remedy.

The rule then detects the defects and enhances the law for providing the remedy. If there is any defect in any statute then the court must adopt the purposive construction which shall suppress the mischief or defect and advance the remedy.

Statute should be Construed so as to make it Effective and Workable:

If statutory provision is ambiguous and capable of various constructions, then that construction must be adopted which will give meaning and effect to the other provisions of the enactment rather than that which will give none. Ut Res Magis Valent Quam Parent is a Latin maxim that means a thing should affect than being made void. It is a rule of construction which means the construction of a rule should give effect to the rule rather than destroying it, i.e., when there are two constructions possible in a provision such that one gives effect to the provision and the other renders the provision inoperative, the former which gives effect to the provision is adopted and the latter is discarded.

Harmonious construction:

When two or more provisions of the same statute are repugnant to each other, then in such a situation the court, if possible, by maintaining harmony between the two will try to construe the provisions in such a manner as to give effect to both the provisions. The basis of the harmonious construction is that the legislature must have not intended to contradict itself. Moreover one provision is the exception to the general provision of the law. One provision of the act cannot make the other provision of the same act repugnant. It can be said when the legislature gives something by one hand then it cannot be take away by the other hand.

The golden rule of Interpretation

It is known as the golden rule because it solves all the problems of interpretation. The rule says that to start with we shall go by the literal rule, however, if the interpretation given through the literal rule leads to some or any kind of ambiguity, injustice, inconvenience, hardship, inequity, then altogether such events the literal meaning shall be discarded and interpretation shall be wiped out such a fashion that the aim of the legislation is fulfilled.

Judgments:

1) In case of State of Kerala v. Mathai Verghese and others, 1987 AIR 33SCR (1) 317, a person was caught along with the counterfeit currency “dollars” and he was charged under Section 120B, 498A, 498C, and 420 read with Sectionn 511 and 34 of Indian Penal Code for having fake cash. A charge under Section 498A and 498B of the Indian Penal Code must be imposed on account of falsifying Indian money notes and not in the situation of duplicating unfamiliar cash notes. The court held that the word money notes or monetary order can’t be prefixed. The individual was held obligated to be charge-sheeted.

2) In case of Smith v. Huges, 1960 WLR 830, the prostitutes were soliciting in the streets of London and it was creating a huge problem in maintaining law and order so to prevent this problem, the Street Offences Act, 1959 was enacted. After the enactment of this act, the prostitutes started soliciting from windows and balconies and the prostitutes who were carrying on soliciting from the streets and balconies were charged under section 1(1) of the said Act. But the prostitutes pleaded that they weren’t solicited from the streets. The court held that although they were not soliciting from the streets yet the mischief rule will be applied to prevent the soliciting by prostitutes and shall look into this issue. By applying this rule, the court held that the windows and balconies were taken to be an extension of the word street, and the charge sheet was held to be correct.

3) In case of K.P. Varghese v. ITO[1981] it was held that, the court should as far as possible avoid that construction that attributes irrationality to the Legislature and prefers a construction that renders the statutory provision constitutionally valid rather than the one which makes it void.

4) In case of Ishwari Khaitan Sugar Mills v. State of Uttar Pradesh, the State Government proposed to acquire sugar industries under the Uttar Pradesh Sugar Undertakings (Acquisition) Act, 1971. This was challenged on the ground that these sugar industries were declared to be a controlled one by the union under the Industries (Development and Regulation) Act, 1951, and the state did not have the power of acquisition or requisition of property which was under the control of the union. The SC held that the power of acquisition was not occupied by the Industries (Development and Regulation) Act, 1951, and the state had a separate power under Entry 42 List III.

5) In case of Tirath Singh v. Bachittar Singh AIR 1955 SC 850, there was an issue about issuing of the notice under Section 99 of the Representation of People’s Act, 1951, concerning corrupt practices involved within the election. According to the rule, the notice shall be issued to all or any those persons who are a party to the election petition and at a similar time to people who are not a party to it. Petitioner contended that no such notice was issued to him under the said provision. The notices were only issued to those that were non-parties to the election petition.

6) In the case of Saraswati Sugar Mills v/s Haryana State Board, the supreme court held that the word vegetable in entry 15 of schedule I of Water (Prevention and control of pollution) cess Act, 1977 is to be understood as in common parlance. Botanical meaning cannot be given to the word. Therefore, sugarcane is not a vegetable. As such industries manufacturing sugar from sugarcane do not fall within the abovementioned entry and are, therefore, not liable to pay cess. The industry manufacturing alcohol from molasses could not be considered an industry within the above entry.

7) In the case of Jagdish Singh v. Lt. Governor, Delhi, it was held by the Supreme Court that in case of conflict between various provisions of the rule, harmonious construction should be made and statute or rule made there under should be read as a whole. One provision should be construed with reference to another so as to make the rule consistent. One rule cannot be used to defeat another rule in the same rules.

Conclusion:

Thus it is clear that a) Statute must be read in entire context, b) Heydon’s Rule or Mischief Rule, c) Statute should be constructed to make it effective and workable, d) Rule of Harmonious Construction, e) Golden rule of interpretation are the basic rules or principles of the interpretation of statute. These rules must be followed to impart the maximum justice by the Courts.

 

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Objective of Interpretation of Statutes

Vande Matram! Interpretation of Statute is very important skill which every law professional must possess. Hence it is incorporated in the degree course of law. Lets understand the objective of interpretation of Statute.

Objective of Interpretation of Statutes:

Statute:

As stated in previous blog on Meaning of interpretation of Statutes, a statute is a formal written enactment of Legislative authority that governs a state, city, or country. The statute is a decree of the legislature that must be understood as it reflects the intention of a legislature. Interpretation of something means ascertaining the meaning or significance of that thing or ascertaining an explanation of something that is not immediately obvious.

History of interpretation of statutes:

In certain cases, more than one meaning may be derived from the same word or sentence. It is therefore necessary to interpret the statute to find out the real intention of the statute. Interpretation is as old as the language is. Hindu civilisation had given elaborate rules for interpretation of the statute or Dharma. The best example of these rules written by Hindu Rishi Jaimini is Mimamsat Sutra which was originally meant for interpretation of Sruties. In case of English laws the interpretation of Statute became necessary since Heydon's Case in 1854.

Objective of interpretation:

In words of Blackstone, “the objective of interpretation is the fairest and rational method for interpreting is a statute is by exploring the intention of the legislature through the most natural and probable signs which are “either the words, the context, the subject matter, the effects, and consequences or the spirit and reason of law”.

If the language is clear and unambiguous, no need of interpretation would arise. Necessity of interpretation would arise only where the language of a statutory provision is ambiguous, not clear or where two views are possible or where the provision gives a different meaning defeating the object of the statute. If a statutory provision is open to more than one interpretation the Court has to choose that interpretation that represents the true intention of the legislature in other words the ‘true meaning’ or a ‘legal meaning’. The purpose of Interpretation of Statutes is to help the Judge to ascertain the intention of the Legislature and not to control that intention or to confine it within the limits, which the Judge may deem reasonable or expedient.

Intention of the Legislature:

Legislative language may be complicated for a layman hence it is necessary to interpret the statute so that everyone can understand it. The main objective of interpretation is to determine the intention of the legislature which is expressed impliedly or expressly. The intention of legislature or Legislative intent assimilates two aspects, firstly, the concept of ‘meaning’, i.e., what the word means; and secondly, the concept of ‘purpose’ and ‘object’ or the ‘reason’ or ‘spirit’ pervading through the statute.

The expression ‘intention of the legislature’ is the shorthand reference to the meaning of words used by the legislature objectively determined with the guidance furnished by the accepted principles of interpretation.

Judgments:

1) In this regard, a Constitution Bench of five Judges of the Supreme Court in R.S. Nayak v A.R. Antulay, AIR 1984 SC 684 has held: “… If the words of the Statute are clear and unambiguous, it is the plainest duty of the Court to give effect to the natural meaning of the words used in the provision. The question of construction arises only in the event of an ambiguity or the plain meaning of the words used in the Statute would be self defeating.”

2) Again Supreme Court in Grasim Industries Ltd. v Collector of Customs, Bombay, (2002)4 SCC 297 has followed the same principle and observed:  “Where the words are clear and there is no obscurity, and there is no ambiguity and the intention of the legislature is clearly conveyed, there is no scope for court to take upon itself the task of amending or altering the statutory provisions.”

Conclusion:

Thus it can be concluded that the objective of the interpretation of statutes is to understand the true sense or legal meaning of the words used in the statute in the harmony with the purpose of the enactment. If the language is clear and unambiguous, no need of interpretation would arise. Necessity of interpretation would arise only where the language of a statutory provision is ambiguous, not clear or where two views are possible or where the provision gives a different meaning defeating the object of the statute.

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Meaning of Interpretation of Statute

Vande Matram! Interpretation of Statute is very important skill which every law professional must possess. Hence it is incorporated in the degree course of law. In this article you can get knowledge of meaning of interpretation of statute.

Meaning of Interpretation of Statute:

To ensure that justice is made available to all, the judicial system has been evolved in all nations. It is extremely important and in-fact necessary also that the Courts interpret the law in such a manner that ensures ‘access to justice’ to the maximum.

As per Salmond, “the essence of law lies in the spirit, not its letter, for the letter is significant only as being the external manifestation of the intention that underlies it”

A statute is a formal written enactment of Legislative authority that governs a state, city, or country. The statute is a decree of the legislature that must be understood as it reflects the intention of a legislature. The Court is not expected to interpret arbitrarily. Hence the Court is to follow certain principles called ‘rules of interpretation’ to interpret the statutory provisions. These principles are evolved out of the continuous exercise by the Courts.

Interpretation of statutes means process of finding out the true sense of an enactment by giving the words of the enactment their natural and ordinary meaning. It is the process of ascertaining the true meaning of the words used in a statute. As per Salmond, "by interpretation or construction is meant, the process by which the courts seek to ascertain the meaning of the legislature through the medium of authoritative forms in which it is expressed." Interpretation of statute is an ongoing process. Now, the term ‘interpretation’ has come from the Latin term interpretari which means to expound, explain, understand or translate. So, in layman language interpretation can be defined as a process that involves explaining, expounding, and translating any text or anything which is written to make it comprehensible or of understanding the true meaning of the words which have been used in the statute.

The object of interpretation of statutes is to determine the intention of the legislature conveyed expressly or impliedly in the language used. Interpretation is as old as language. Elaborate rules of interpretation were evolved even at a very early stage of the Hindu civilization and culture. The importance of avoiding literal interpretation was also stressed in various ancient text books – “Merely following the texts of the law, decisions are not to be rendered, for, if such decisions are wanting in equity, a gross failure of Dharma is caused.”

Thus it can be concluded that the interpretation of statute is the process of ascertaining the true meaning of the legislature through the medium of authoritative forms and it is a continuous process.

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Interpretation of Statutes: Short Q and A: Part 5

Vande Matram! Interpretation of Statute is very important skill which every law professional must possess. Hence it is incorporated in the degree course of law. This article is the collection of the short questions and answers on the interpretation of statutes.

 

Interpretation of Statutes: Short Q and A: Part 5

 

41) Can title control the express meaning of the enactment?

Ans. No, the title cannot control the express operative provision of the enactment.

42) On what basis can a true nature of an enactment be determined?

Ans. The true nature of any such enactment has always to be determined on the basis of its substance and its operative provisions.

43) What are the functions of the preamble of the Constitution of India?

Ans. The true functions of the Preamble are to expound the nature and extent and application of the powers actually confirmed by the Constitution and not substantially to create them.

44) Why marginal notes of the Constitution of India are referred to interpret the Articles?

Ans. In the case of the Indian Constitution, the marginal notes have been enacted by the Constituent Assembly and hence they may be referred to for interpreting the Articles of the Constitution.

45) What are the punctuations?

Ans. ‘Punctuation’ means to mark with points and to make points with usual stops. It is the art of dividing sentences by point or mark.

46) Why a proviso is added in an enactment?

Ans. A proviso is added to an enactment to qualify or create an exception to what is in the enactment and ordinarily, a proviso is not interpreted as stating a general rule.

47) What purposes are served by the proviso?

Ans. A proviso may serve four different purposes:

(1) qualifying or excepting certain provisions from the main enactment;

(2) it may entirely change the very concept of the intendment of the enactment by insisting on certain mandatory conditions to be fulfilled in order to make the enactment workable;

(3) it may be so embedded in the Act itself as to become an integral part of the enactment and thus acquire the tenor and colour of the substantive enactment itself; and

(4) it may be used merely to act as an options addenda to the enactment with the sole object of explaining the real intendment of the statutory provision.

48) What is a non-obstante clause?

Ans. A section sometimes begins with the phrase ‘notwithstanding anything contained etc.’ Such a clause is called a non obstante clause.

49) What is the purpose of the non-obstante clause?

Ans. General purpose of a non-obstante clause is to give the provision contained in the non obstante clause an overriding effect in the event of a conflict between it and the rest of the section.

50) What are the external aids of construction and interpretation of statute?

Ans. The history of legislation, the enactments which are repealed, the parliamentary debates, dictionary commentaries etc. are the external aids to construction.

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Interpretation of Statutes: Short Q and A: Part 4

Vande Matram! Interpretation of Statute is very important skill which every law professional must possess. Hence it is incorporated in the degree course of law. This article is the collection of the short questions and answers on the interpretation of statutes.

 

Interpretation of Statutes: Short Q and A: Part 4

 

31) Which section of the General Clauses Act, 1897 provides for the definition of ‘act’?

Ans. Section 3(2) of the General Clauses Act, 1897.

32) Which section of the General Clauses Act, 1897 provides for the definition of ‘affidavit’?

Ans. Section 3(3) of the General Clauses Act, 1897.

33) Is swearing allowed in affidavit?

Ans. No, affidavit is to be given instead of affidavit.

34) What is included in an affidavit?

Ans. An affidavit includes an affirmation and a declaration made by a person regarding his case.

35) Where is affidavit used?

Ans. An affidavit is used along with witness statements to prove the truthfulness of a certain statement in court.

36) What are considered as the internal aids for interpretation of statute?

Ans. The preamble, title, heading, marginal notes, punctuation, illustrations, definitions, proviso, explanation etc. are considered as internal aids for interpretation of statute.

37) Which thing is not a part of an enactment but it is written with the enactment?

Ans. Preamble is not a part of an enactment but it is part of an Act.

36) How preamble is recital to the intention of the legislature?

Ans. Preamble is a recital to the intent of the legislature as it enumerates the mischief to be remedied.

37) What are the main guidelines to interpret the Indian Constitutional provisions?

Ans.  In India, it is well settled in the field of constitutional law that the preamble to the Constitution of India and Directive Principles of State Policy are the guidelines for interpreting the constitutional provisions.

38) Which title provides for the object, scope or purpose of the enactment?

Ans. The long title is taken along with the preamble or even in its absence is a good guide regarding the object, scope or purpose of the Act.

39) Is short title useful in construction of statute?

Ans. No, the short title being only an abbreviation for purposes of reference is not a useful aid to construction.

40) Can title override the clear meaning of the enactment?

Ans. No, the title of the enactment cannot override the clear meaning of the enactment.

 

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Interpretation of Statutes: Short Q and A: Part 3

 Vande Matram! Interpretation of Statute is very important skill which every law professional must possess. Hence it is incorporated in the degree course of law. This article is the collection of the short questions and answers on the interpretation of statutes.

 

Interpretation of Statutes: Short Q and A: Part 3

 

21) What is a temporary statute?

Ans. A temporary statute is a statute that contains a clause limiting the duration of its validity and operation.

22) When a statute becomes temporary?

Ans. A statute is temporary when the legislature fixes the period during which it remains in operation and unless extended ceases to have the operation on the expiry of the period so fixed by the legislature.

23) Under which situations a statute is repealed impliedly?

Ans. A statute is presumed to have been repealed impliedly in the following cases:

I. If the provisions of the former enactment are clearly repugnant to those of the subsequent enactment.

II. If the application of the two statutes at the same time would wholly result in absurd consequences.

III. If the entire subject matter of the first enactment is taken away by the second enactment.

24) What is the purpose of the General Clauses Act, 1897?

Ans. The General Clauses Act is to consolidate General Clauses Act, 1868 and 1887.

25) Is General Clauses Act, 1897 colonial law? Who enacted this Act in India?

Ans. Yes, the General Clauses Act, 1897 is colonial law enacted in the territory of India under British Rule and is still enacted in India.

26) What is the extent of definitions given in the General Clauses Act, 1897?

Ans. Definitions given in the General Clauses Act, 1897 is having extent to all Central Acts and Regulations made after the enactment of this Act.

27) What is the meaning of ‘abet’ in the General Clauses Act, 1897?

Ans. In the purview of the General Clauses Act, 1897 the meaning of abet with all its all grammatical variations and cognate expressions, shall have the same meaning as in the Indian Penal Code, 1860.

28) What is the meaning of ‘abet’?

Ans. The term ‘abet’ is a verb having meaning ‘encourage or assist (someone) to do something wrong, in particular, to commit a crime and encourage or assist someone to commit (a crime)’.

29) What do you mean by an ‘act’ in law?

Ans. As per the General Clauses Act, 1897 the meaning of the act is used with to an offence or a civil wrong.

30) What is included in ‘act’ when it is used in law?

Ans. An ‘act’ includes an offence or a civil wrong. There may be a series of offences or civil wrongs included in the term ‘act’. Also illegal omissions are included in the term ‘act’.

 

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Interpretation of Statutes: Short Q and A: Part 2

Vande Matram! Interpretation of Statute is very important skill which every law professional must possess. Hence it is incorporated in the degree course of law. This article is the collection of the short questions and answers on the interpretation of statutes.

 

Interpretation of Statutes: Short Q and A: Part 2

 

11) What is the main objective of interpretation of statute?

Ans. The main objective of interpretation is to determine the intention of the legislature which is expressed impliedly or expressly.

12)  What are the basic or fundamental principles of interpretation of statutes?

Ans. Following are the basic or fundamental principles or rules of interpretation of statutes

a) Statute must be read in entire context,

b) Heydon’s Rule or Mischief Rule,

c) Statute should be constructed to make it effective and workable,

d) Rule of Harmonious Construction,

e) Golden rule of interpretation.

13) What is statutory construction or construction of statute?

Ans. Rules of construction or statutory construction is the process of determining how the provisions of the general law relate to a specific legal case, and distinguishes the rules of statutory interpretation from other rules or aids for the interpretation of law in common law jurisdictions.

14) When a judge usually makes a construction?

Ans. A judge usually makes a construction of an unclear term in a document at issue in a case that involves a dispute as to its legal significance.

15) What is repeal of enactment?

Ans. Repeal is the abrogation or destruction of law by legislative enactment. Substitution of one legal provision by another is in fact repeal.

16) Which Section of the General Clauses Act is applicable to repeal or amendment of an enactment?

Ans. Section 6 of the General Clauses Act is applicable to repeal or amendment of an enactment.

17) What are the types of repeal?

Ans. The repeal of an enactment may be partial or total. It is total repeal when a statute is abrogated in its entirety and partial when there is abrogation or modification of a provision of a statute only.

18) When repeal is express?

Ans. Repeal is express when declared in direct terms.

19) When repeal is implied?

Ans. Repeal is implied when the intention to repeal is inferred from subsequent contradictory or inconsistent legislation.

20) What is perpetual statute?

Ans. A statute providing no fixed time for its duration is a perpetual statute. A perpetual statute is not perpetual in the sense that it cannot be repealed or amended by the legislature; it is perpetual in the sense that it is not decimated or abrogated by the expiry of time.

 

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