Tuesday, 3 May 2022

Preamble

Vande Matram! Interpretation of Statute is very important skill which every law professional must possess. Hence it is incorporated in the degree course of law. Let’s discuss How preamble of an enactment is useful in interpretation of statute and its construction?

Preamble

Preamble is a recital to the intent of the legislature as it enumerates the mischief to be remedied. By a long catena of decisions, it is now well settled that preamble is not a part of enactment. In India, it is well settled in the field of constitutional law that the preamble to the Constitution of India and Directive Principles of State Policy are the guidelines for interpreting the constitutional provisions.

Whenever there is a reasonable doubt about the provisions in the statute, it is permissible to refer to the heading of the provision for interpreting the section.

The preamble of a statute like the long title is a part of the Act and is an admissible aid to construction. Although not an enacting part, the preamble is expected to express the scope, object and purpose of the Act more comprehensively than the long title. It may recite the ground and cause of making the statute, the evils sought to be remedied or the doubts which may be intended to be settled.

In the words of Sir John Nicholl, “It is to the preamble more specifically that we are to look for the reason or spirit of every statute, rehearsing this, as it ordinarily does, the evils sought to be remedied, or the doubts purported to be removed by the statute, and so evidencing, in the best and most satisfactory manner, the object or intention of the Legislature in making or passing the statute itself.

Preamble to constitution:

The Preamble of the Constitution like the Preamble of any statute furnishes the key to open the mind of the makers of the Constitution more so because the Constituent Assembly took great pains in formulating it so that it may reflect the essential features and basic objectives of the Constitution. The Preamble is a part of the Constitution. The Preamble embodies the fundamentals underlining the structure of the Constitution.

It was adopted by the Constituent Assembly after the entire Constitution has been adopted. The true functions of the Preamble is to expound the nature and extent and application of the powers actually confirmed by the Constitution and not substantially to create them.

The Constitution, including the Preamble, must be read as a whole and in case of doubt interpreted consistent with its basic structure to promote the great objectives stated in the preamble. But the Preamble can neither be regarded as the source of any substantive power nor as a source of any prohibition or limitation. The Preamble of a Constitution Amendment Act can be used to understand the object of the amendment.

The majority judgments in Keshavanand and Minerva Mills strongly relied upon the Preamble in reaching the conclusion that the power of amendment conferred by Article 368 was limited and did not enable Parliament to alter the basic structure or framework of the Constitution.

Judgments:

Burakar Coal Co. Ltd. v. Union of India, AIR 1961 SC pp.954, 956, 957

In this case the Supreme Court observed: “It is one of the cardinal principles of construction that where the language of an Act is clear, the preamble may be resorted to explain it. Again, where very general language is used in an enactment which, it is clear must be intended to have a limited application, the preamble may be used to indicate to what particular instances, the enactment is intended to apply. We cannot, therefore, start with the preamble for construing the provisions of an Act, though we could be justified in resorting to it, nay, we will be required to do so, if we find that the language used by Parliament is ambiguous or is too general though in point of fact parliament intended that it should have a limited application.”

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Long title and short title

 Vande Matram! Interpretation of Statute is very important skill which every law professional must possess. Hence it is incorporated in the degree course of law. Let’s discuss about how a title can be used to interpret the statute?

Long title and short title:

It is now settled that Long Title of an Act is a part of the Act and is admissible as an aid to its construction. The long title which often precedes the preamble must be distinguished with the short title. The long title is taken along with the preamble or even in its absence is a good guide regarding the object, scope or purpose of the Act. The short title being only an abbreviation for purposes of reference is not a useful aid to construction.

The title although part of the Act is in itself not an enacting provision and though useful in case of ambiguity of the enacting provisions, is ineffective to control their clear meaning. In earlier English cases, it was observed that the title is not a part of the statute. The title of the enactment cannot override the clear meaning of the enactment. Title cannot control the express operative provision of the enactment.

Judgments:

Aswinikumar Ghose v. Arabinda Bose, AIR 1952 SC pp.369, 388

While dealing with the Supreme Court Advocates (Practice in High Courts) Act, 1951, which bears a full title thus ‘An Act to authorise Advocates of the Supreme Court to practise as of right in any High Court, S. R. DAS, J., observed: “One cannot but be impressed at once with the wording of the full title of the Act. Although there are observations in earlier English cases that the title is not a part of the statute and is, therefore, to be excluded from consideration in construing the statutes, it is now settled law that the title of a statute is an important part of the Act and may be referred to for the purpose of ascertaining its general scope and of throwing light on its construction, although it cannot override the clear meaning of the enactment.

Manoharlal v. State of Punjab, AIR 1961 SC pp.418, 419,

The long title of the Act – on which learned counsel placed considerable reliance as a guide for the determination of the scope of the Act and the policy underlying the legislation, no doubt, indicates the main purposes of the enactment but cannot, obviously, control the express operative provisions of the Act.

Amarendra Kumar Mohapatra & Ors. v. State of Orissa & Ors., (2014) 4 SCC 583

In this case the Supreme Court has held that: “The title of a statute is no doubt an important part of an enactment and can be referred to for determining the general scope of the legislation. But the true nature of any such enactment has always to be determined not on the basis of the title given to it but on the basis of its substance.”

M.P.V. Sundararamier & Co. v. State of A.P., AIR 1958 SC 468

In this case the Supreme Court was considering whether the impugned enactment was a Validation Act in the true sense. This Court held that although the short title as also the marginal note described the Act to be a Validation Act, the substance of the legislation did not answer that description. The Supreme Court observed: “It is argued that to validate is to confirm or ratify, and that can be only in respect of acts which one could have himself performed, and that if Parliament cannot enact a law relating to sales tax, it cannot validate such a law either, and that such a law is accordingly unauthorised and void. They only basis for this contention in the Act is its description in the short title as the ‘Sales Tax Laws Validation Act’ and the marginal note to Section 2, which is similarly worded. But the true nature of a law has to be determined not on the label given to it in the statute but on its substance. Section 2 of the impugned Act which is the only substantive enactment therein makes no mention of any validation. It only provides that no law of a State imposing tax on sales shall be deemed to be invalid merely because such sales are in the course of inter-State trade or commerce. The effect of this provision is merely to liberate the State laws from the fetter placed on then by Article 286(2) and to enable such laws to operate on their own terms.”

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Effect of repeal of a statute

Vande Matram! Interpretation of Statute is very important skill which every law professional must possess. Hence it is incorporated in the degree course of law. Let’s understand effect of repeal of a statute.

Effect of repeal of a statute:

Society is never static but always dynamic and change is the supreme law of every society. To keep pace with this trend, every legislature responds to changing social, economic, political and other conditions through the instrumentality of enacting new laws or repealing the existing laws with reference to change in the society. In India, the parliament is competent, in its plenary powers, not only to introduce a new law but also to repeal it by another enactment or to revive or re-enact legislation which had already expired by lapse of time.

Meaning of repeal:

Repeal is the abrogation or destruction of law by legislative enactment. Substitution of one legal provision by another is in fact repeal.

The repeal of an enactment may be partial or total. It is total repeal when a statute is abrogated in its entirety and partial when there is abrogation or modification of a provision of a statute only. Repeal may be either express or implied. It is express when declared in direct terms and implied when the intention to repeal is inferred from subsequent contradictory or inconsistent legislation.

The meaning of the word ‘repeal’ is extended to be comprehensive enough to include amendment, omission, insertion, substitution, addition and re-enactment.

Effect of repeal under the General Clauses Act:

Whenever there is a repeal of a statute, the consequences laid down in section 6 of the General Clauses Act, 1897 shall follow unless a different intention can be presumed from the repealing statute. Section 6 of The General Clauses Act, 1897 is applicable whether it is repeal or amendment and there is no reason for giving any different effect to these two methods which achieve the same result.

A statute providing no fixed time for its duration is a perpetual statute. A perpetual statute is not perpetual in the sense that it cannot be repealed or amended by the legislature; it is perpetual in the sense that it is not decimated or abrogated by the expiry of time. As a result, whenever a perpetual statute is repealed, the effect as provided by sec. 6 of the General Clauses Act would follow.

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Meaning, Scope and objective of construction of statutes

Vande Matram! Interpretation of Statute is very important skill which every law professional must possess. Hence it is incorporated in the degree course of law. Let’s understand meaning, scope and objective of construction of statute.

Meaning, Scope and objective of construction of statutes:

Meaning:

Rules of construction or statutory construction is the process of determining how the provisions of the general law relate to a specific legal case, and distinguishes the rules of statutory interpretation from other rules or aids for the interpretation of law in common law jurisdictions. Rules of construction has also been defined as "the drawing in inference by the act of reason, as to the intent of an instrument, from given circumstances, upon principles deduced from men's general motives, conduct and action. Statutory construction is the process of determining what a particular statute means so that a court may apply it accurately.

Objective and Scope of Construction:

A judge usually makes a construction of an unclear term in a document at issue in a case that involves a dispute as to its legal significance. The judge examines the circumstances surrounding the provision, laws, other writings, verbal agreements dealing with the same subject matter, and the probable purpose of the unclear phrase in order to conclude the proper meaning of such words. Once the judge has done so, the court will enforce the words as construed. However, for language that is plain and clear, there cannot be a construction.

A regular pattern of decisions concerning the application of a particular provision of a statute is a rule of construction that governs how the text is to be applied in similar cases. In the construction of the statutes, words and phrases shall be construed according to the commonly approved usage of the language; and technical words and phrases, and such as have acquired a peculiar and appropriate meaning in the law, shall be construed and understood accordingly.

Construction refers to the drawing of conclusions of the legal text that lie beyond the direct expression of the legal text. All other forms of constitutional and statutory analysis come under construction. Construction takes place when the meaning of the text is unclear, ambiguous and is challenged. When the use of the literal meaning of the legal text creates ambiguity, construction helps to find out if the case can be covered under it or not. Golden rule, Rule of harmonious construction and mischief rule are the main principles of construction.

Construction is when the meaning is applied to particular factual circumstances. Construction tries to conclude it. Through construction, one can discover the legal effect of the legal text. Construction creates additional rules to resolve the vagueness. Construction is a method of interpretation where the words are interpreted vigorously and literally. Construction of legal text has to be done as a whole.

On the other hand, construction is used to ascertain the legal effect of the legal text. Construction is used when the legal text exhibits ambiguous meaning and the court has to decide whether the words used in the legal text covers the case or not. Construction has broad scope. Construction may include interpretation. Construction has legal effect.

Conclusion:

In law, construction is the process of legal explanation which makes sense of difficult and hard terms written in statutes and gives a conclusion based on logic and reasoning. A court extracts findings after inspecting the meaning of the words used in the text. The aim of construction is to establish the legal effect of the legal text. The basic principle of construction is to read the text, laws or statutes in a literal manner.

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Difference between interpretation and construction of Statute

 Vande Matram! Interpretation of Statute is very important skill which every law professional must possess. Hence it is incorporated in the degree course of law. Let’s understand difference between interpretation and construction of Statute.

Difference between interpretation and construction of Statute

The key differences between interpretation and construction have been enumerated below:

Interpretation of Statutes

Construction of Statutes

Interpretation refers to the understanding of words and the true sense of a legal text.

Construction refers to the drawing of conclusions of the legal text that lie beyond the direct expression of the legal text.

Interpretation takes place when we want to find the original meaning of a legal text.

All other forms of constitutional and statutory analysis come under construction.

Interpretation takes place when the meaning of the legal text is clear and unambiguous so that it can be interpreted.

Construction takes place when the meaning of the text is unclear, ambiguous and is challenged.

The main function of interpretation is to find out the simple and real meaning of the legal text.

When the use of the literal meaning of the legal text creates ambiguity, construction helps to find out if the case can be covered under it or not.

Interpretation deals with identifying the semantic meaning of a particular use of language in context.

Construction is when the meaning is applied to particular factual circumstances.

Interpretation finds out the ways through which any statute can be analysed.

Construction tries to conclude it.

Through interpretation, one can find out the linguistic meaning in the context of a legal text.

Through construction, one can discover the legal effect of the legal text.

Interpretation rules out ambiguity.

Construction creates additional rules to resolve the vagueness.

Interpretation can be regarded as a broad form of construction as to how one construes a legal text.

Construction is a method of interpretation where the words are interpreted vigorously and literally.

Interpretation of a legal text can be done partly

Construction of legal text has to be done as a whole.

Interpretation helps in determining the real meaning and intention of the legislature.

On the other hand, construction is used to ascertain the legal effect of the legal text.

Interpretation is used when the Court complies with simple meaning of the legal text.

Construction is used when the legal text exhibits ambiguous meaning and the court has to decide whether the words used in the legal text covers the case or not.

Interpretation has limited scope.

Construction has broad scope.

Interpretation does not include construction.

Construction may include interpretation.

Interpretation does not have any legal effect.

Construction has legal effect.

e.g. Literal rule.

e.g. golden rule, mischief rule.

Courts may interpret the statute.

Elected members are free to construe the statute.

 

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Basic Principles of Interpretation of Statute

Vande Matram! Interpretation of Statute is very important skill which every law professional must possess. Hence it is incorporated in the degree course of law. Let’s understand the basic principles or rules of interpretation of Statute.

Basic Principles of Interpretation of Statute:

Intention of the legislature:

We have discussed the Intention of the legislature in previous blog. The intention of legislature or Legislative intent assimilates two aspects, firstly, the concept of ‘meaning’, i.e., what the word means; and secondly, the concept of ‘purpose’ and ‘object’ or the ‘reason’ or ‘spirit’ pervading through the statute. The expression ‘intention of the legislature’ is the shorthand reference to the meaning of words used by the legislature objectively determined with the guidance furnished by the accepted principles of interpretation. To understand the intention of the legislature or the Legislative intent there are certain rules or principles to be followed.

Some Important points to be taken care of in the context of interpreting Statutes:

Statute must be read as a whole in its Context:

The fundamental principle of statutory interpretation is that the words of a statute be read in their entire context and in their grammatical and ordinary sense harmoniously with the scheme of the Act, the object of the Act, and the intention of the legislature. The most important step throughout interpretation is to analyze the language and the exacting significance of the resolution. 

As per Lord Brougham, it is necessary to take the exact meaning of the words which the legislature have given them, and to take the meaning which the words given naturally imply, unless where the construction of those words is either by the preamble or by the context of the words in question, controlled or altered.

Heydon’s Rule:

The Heydon’s Rule was given by Lord Poke in Heydon’s case in 1584. It is also called as rule of purposive construction as purpose of statute is very important is to be considered while applying this rule. It is called as mischief rule because the main target is on curing the mischief and advance the remedy. As per this rule four things have to be followed for true and sure interpretation of all the statutes in general, which are as follows-

a) the common law before the making of an Act

b) the mischief for which the present statute was enacted

c) the remedy sought or resolved and appointed by the Parliament to cure the mischief of the commonwealth

d) the true reason for the remedy.

The rule then detects the defects and enhances the law for providing the remedy. If there is any defect in any statute then the court must adopt the purposive construction which shall suppress the mischief or defect and advance the remedy.

Statute should be Construed so as to make it Effective and Workable:

If statutory provision is ambiguous and capable of various constructions, then that construction must be adopted which will give meaning and effect to the other provisions of the enactment rather than that which will give none. Ut Res Magis Valent Quam Parent is a Latin maxim that means a thing should affect than being made void. It is a rule of construction which means the construction of a rule should give effect to the rule rather than destroying it, i.e., when there are two constructions possible in a provision such that one gives effect to the provision and the other renders the provision inoperative, the former which gives effect to the provision is adopted and the latter is discarded.

Harmonious construction:

When two or more provisions of the same statute are repugnant to each other, then in such a situation the court, if possible, by maintaining harmony between the two will try to construe the provisions in such a manner as to give effect to both the provisions. The basis of the harmonious construction is that the legislature must have not intended to contradict itself. Moreover one provision is the exception to the general provision of the law. One provision of the act cannot make the other provision of the same act repugnant. It can be said when the legislature gives something by one hand then it cannot be take away by the other hand.

The golden rule of Interpretation

It is known as the golden rule because it solves all the problems of interpretation. The rule says that to start with we shall go by the literal rule, however, if the interpretation given through the literal rule leads to some or any kind of ambiguity, injustice, inconvenience, hardship, inequity, then altogether such events the literal meaning shall be discarded and interpretation shall be wiped out such a fashion that the aim of the legislation is fulfilled.

Judgments:

1) In case of State of Kerala v. Mathai Verghese and others, 1987 AIR 33SCR (1) 317, a person was caught along with the counterfeit currency “dollars” and he was charged under Section 120B, 498A, 498C, and 420 read with Sectionn 511 and 34 of Indian Penal Code for having fake cash. A charge under Section 498A and 498B of the Indian Penal Code must be imposed on account of falsifying Indian money notes and not in the situation of duplicating unfamiliar cash notes. The court held that the word money notes or monetary order can’t be prefixed. The individual was held obligated to be charge-sheeted.

2) In case of Smith v. Huges, 1960 WLR 830, the prostitutes were soliciting in the streets of London and it was creating a huge problem in maintaining law and order so to prevent this problem, the Street Offences Act, 1959 was enacted. After the enactment of this act, the prostitutes started soliciting from windows and balconies and the prostitutes who were carrying on soliciting from the streets and balconies were charged under section 1(1) of the said Act. But the prostitutes pleaded that they weren’t solicited from the streets. The court held that although they were not soliciting from the streets yet the mischief rule will be applied to prevent the soliciting by prostitutes and shall look into this issue. By applying this rule, the court held that the windows and balconies were taken to be an extension of the word street, and the charge sheet was held to be correct.

3) In case of K.P. Varghese v. ITO[1981] it was held that, the court should as far as possible avoid that construction that attributes irrationality to the Legislature and prefers a construction that renders the statutory provision constitutionally valid rather than the one which makes it void.

4) In case of Ishwari Khaitan Sugar Mills v. State of Uttar Pradesh, the State Government proposed to acquire sugar industries under the Uttar Pradesh Sugar Undertakings (Acquisition) Act, 1971. This was challenged on the ground that these sugar industries were declared to be a controlled one by the union under the Industries (Development and Regulation) Act, 1951, and the state did not have the power of acquisition or requisition of property which was under the control of the union. The SC held that the power of acquisition was not occupied by the Industries (Development and Regulation) Act, 1951, and the state had a separate power under Entry 42 List III.

5) In case of Tirath Singh v. Bachittar Singh AIR 1955 SC 850, there was an issue about issuing of the notice under Section 99 of the Representation of People’s Act, 1951, concerning corrupt practices involved within the election. According to the rule, the notice shall be issued to all or any those persons who are a party to the election petition and at a similar time to people who are not a party to it. Petitioner contended that no such notice was issued to him under the said provision. The notices were only issued to those that were non-parties to the election petition.

6) In the case of Saraswati Sugar Mills v/s Haryana State Board, the supreme court held that the word vegetable in entry 15 of schedule I of Water (Prevention and control of pollution) cess Act, 1977 is to be understood as in common parlance. Botanical meaning cannot be given to the word. Therefore, sugarcane is not a vegetable. As such industries manufacturing sugar from sugarcane do not fall within the abovementioned entry and are, therefore, not liable to pay cess. The industry manufacturing alcohol from molasses could not be considered an industry within the above entry.

7) In the case of Jagdish Singh v. Lt. Governor, Delhi, it was held by the Supreme Court that in case of conflict between various provisions of the rule, harmonious construction should be made and statute or rule made there under should be read as a whole. One provision should be construed with reference to another so as to make the rule consistent. One rule cannot be used to defeat another rule in the same rules.

Conclusion:

Thus it is clear that a) Statute must be read in entire context, b) Heydon’s Rule or Mischief Rule, c) Statute should be constructed to make it effective and workable, d) Rule of Harmonious Construction, e) Golden rule of interpretation are the basic rules or principles of the interpretation of statute. These rules must be followed to impart the maximum justice by the Courts.

 

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Objective of Interpretation of Statutes

Vande Matram! Interpretation of Statute is very important skill which every law professional must possess. Hence it is incorporated in the degree course of law. Lets understand the objective of interpretation of Statute.

Objective of Interpretation of Statutes:

Statute:

As stated in previous blog on Meaning of interpretation of Statutes, a statute is a formal written enactment of Legislative authority that governs a state, city, or country. The statute is a decree of the legislature that must be understood as it reflects the intention of a legislature. Interpretation of something means ascertaining the meaning or significance of that thing or ascertaining an explanation of something that is not immediately obvious.

History of interpretation of statutes:

In certain cases, more than one meaning may be derived from the same word or sentence. It is therefore necessary to interpret the statute to find out the real intention of the statute. Interpretation is as old as the language is. Hindu civilisation had given elaborate rules for interpretation of the statute or Dharma. The best example of these rules written by Hindu Rishi Jaimini is Mimamsat Sutra which was originally meant for interpretation of Sruties. In case of English laws the interpretation of Statute became necessary since Heydon's Case in 1854.

Objective of interpretation:

In words of Blackstone, “the objective of interpretation is the fairest and rational method for interpreting is a statute is by exploring the intention of the legislature through the most natural and probable signs which are “either the words, the context, the subject matter, the effects, and consequences or the spirit and reason of law”.

If the language is clear and unambiguous, no need of interpretation would arise. Necessity of interpretation would arise only where the language of a statutory provision is ambiguous, not clear or where two views are possible or where the provision gives a different meaning defeating the object of the statute. If a statutory provision is open to more than one interpretation the Court has to choose that interpretation that represents the true intention of the legislature in other words the ‘true meaning’ or a ‘legal meaning’. The purpose of Interpretation of Statutes is to help the Judge to ascertain the intention of the Legislature and not to control that intention or to confine it within the limits, which the Judge may deem reasonable or expedient.

Intention of the Legislature:

Legislative language may be complicated for a layman hence it is necessary to interpret the statute so that everyone can understand it. The main objective of interpretation is to determine the intention of the legislature which is expressed impliedly or expressly. The intention of legislature or Legislative intent assimilates two aspects, firstly, the concept of ‘meaning’, i.e., what the word means; and secondly, the concept of ‘purpose’ and ‘object’ or the ‘reason’ or ‘spirit’ pervading through the statute.

The expression ‘intention of the legislature’ is the shorthand reference to the meaning of words used by the legislature objectively determined with the guidance furnished by the accepted principles of interpretation.

Judgments:

1) In this regard, a Constitution Bench of five Judges of the Supreme Court in R.S. Nayak v A.R. Antulay, AIR 1984 SC 684 has held: “… If the words of the Statute are clear and unambiguous, it is the plainest duty of the Court to give effect to the natural meaning of the words used in the provision. The question of construction arises only in the event of an ambiguity or the plain meaning of the words used in the Statute would be self defeating.”

2) Again Supreme Court in Grasim Industries Ltd. v Collector of Customs, Bombay, (2002)4 SCC 297 has followed the same principle and observed:  “Where the words are clear and there is no obscurity, and there is no ambiguity and the intention of the legislature is clearly conveyed, there is no scope for court to take upon itself the task of amending or altering the statutory provisions.”

Conclusion:

Thus it can be concluded that the objective of the interpretation of statutes is to understand the true sense or legal meaning of the words used in the statute in the harmony with the purpose of the enactment. If the language is clear and unambiguous, no need of interpretation would arise. Necessity of interpretation would arise only where the language of a statutory provision is ambiguous, not clear or where two views are possible or where the provision gives a different meaning defeating the object of the statute.

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